I. Introduction II. The Cases Pro and Con … A. The Cases Pro … B. Analysis of the Reasoning of the Cases Pro … 1. The Statute Itself … 2. Legislative History … 3. Relevant Case Law … C. The Cases Con III. The Ramifications of an Affirmative Answer … A. Substantive Ramifications … 1. Comparative Ease of Proof under Rule 10b-5 … 2. Liability of “Controlling Persons” under the 1934 Act … 3. Security for Expenses Requirements in Derivative Suits … 4. The Anti-Waiver Provision of the 1934 Act … B. Procedural Ramifications … 1. The 1934 Act … 2. The Federal Rules of Civil Procedure IV. Suggested Criteria … A. Common Expectations … B. Use of the Proceeds … C. Relying on the Efforts of Others: Risk, Rights Repayment, Recourse … 1. Risk … 2. Rights ...
This Student Note investigates the history and intent underlying the controlling person liability pr...
Bonds of D County gave the holder the option of demanding payment at the office of the county treasu...
In one form or another a dozen cynics have voiced the sentiment that speech exists to conceal thoug...
I. Introduction II. The Cases Pro and Con … A. The Cases Pro … B. Analysis of the Reasoning of the C...
Article discusses the intent of the Securities Act of 1933 and Securities Exchange Act of 1934 and t...
Uncollateralized, unsecured demand notes sold as an investment vehicle fall within both the note a...
Plaintiff finance company followed a policy of refusing to take up negotiable notes from appliance d...
Almost half a century has passed since Congress promulgated the Securities Act of 1933 and the Secur...
The operative language of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 limits...
This Outline discusses two topics: Loan Participations and Notes Under the Securities Acts; and the ...
Notes by R. Emmett Fitzgerald, Joseph C. Spalding, Bernard James McGraw, Robert A. Stewart, Sidney B...
Because of failure of consideration the defendant stopped payment of a check deposited with the plai...
Ross v. A.H. Robins, 607 F.2d 545 (2d Cir. 1979), cert. denied, 446 U.S. 946 (1980). The issue resol...
(Excerpt) This Note argues that the three-year statute of repose in Section 13 of the 1933 Act runs ...
Recent Cases Bills and Notes--Fictitious Payee Known only to Fraudulent Employee of Drawer--Negotiab...
This Student Note investigates the history and intent underlying the controlling person liability pr...
Bonds of D County gave the holder the option of demanding payment at the office of the county treasu...
In one form or another a dozen cynics have voiced the sentiment that speech exists to conceal thoug...
I. Introduction II. The Cases Pro and Con … A. The Cases Pro … B. Analysis of the Reasoning of the C...
Article discusses the intent of the Securities Act of 1933 and Securities Exchange Act of 1934 and t...
Uncollateralized, unsecured demand notes sold as an investment vehicle fall within both the note a...
Plaintiff finance company followed a policy of refusing to take up negotiable notes from appliance d...
Almost half a century has passed since Congress promulgated the Securities Act of 1933 and the Secur...
The operative language of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 limits...
This Outline discusses two topics: Loan Participations and Notes Under the Securities Acts; and the ...
Notes by R. Emmett Fitzgerald, Joseph C. Spalding, Bernard James McGraw, Robert A. Stewart, Sidney B...
Because of failure of consideration the defendant stopped payment of a check deposited with the plai...
Ross v. A.H. Robins, 607 F.2d 545 (2d Cir. 1979), cert. denied, 446 U.S. 946 (1980). The issue resol...
(Excerpt) This Note argues that the three-year statute of repose in Section 13 of the 1933 Act runs ...
Recent Cases Bills and Notes--Fictitious Payee Known only to Fraudulent Employee of Drawer--Negotiab...
This Student Note investigates the history and intent underlying the controlling person liability pr...
Bonds of D County gave the holder the option of demanding payment at the office of the county treasu...
In one form or another a dozen cynics have voiced the sentiment that speech exists to conceal thoug...